Stay ready for your audit, all year long
We build FTC Safeguards, PCI DSS, NYDFS 500, and New York SHIELD into how your technology runs every day. That keeps CPA firms, financial practices, and regulated businesses across New York, New Jersey, and Connecticut ready for an audit without the scramble.
Turn compliance from a fire drill into a program
Most firms treat compliance as a scramble before an audit or a client questionnaire. We build it into how your technology runs every day, mapping the controls each framework requires, closing the gaps, and maintaining the documentation that proves it.
Whether you answer to the FTC Safeguards Rule, PCI DSS, NYDFS 500, or New York SHIELD, we translate the requirements into concrete technical controls and give you the policies, evidence, and reporting to stay audit ready all year, not just the week before.
A compliance program, not a checklist
Framework gap assessments
We measure your environment against FTC Safeguards, PCI DSS, NYDFS 500, and SHIELD to show exactly where you stand.
Policies & documentation
Written information security policies, procedures, and the evidence auditors and clients ask to see.
Technical control implementation
MFA, encryption, access control, and logging deployed to satisfy the controls each framework requires.
Risk assessments & management
Documented risk assessments that identify, rank, and track the risks regulators expect you to manage.
Incident response planning
Tested incident response and breach notification plans that meet regulatory timelines and obligations.
Vendor & audit support
Third party risk reviews plus hands on support when it is time to face an auditor or client security review.
How we get you audit ready
Assess
We map your obligations to the frameworks that apply and benchmark your current controls against them.
Plan
We prioritize the gaps by risk and build a realistic remediation roadmap.
Implement
We deploy the technical controls and produce the policies and documentation each framework demands.
Support
We maintain evidence, monitor controls, and keep you audit ready as regulations evolve.
Talk to us about IT Compliance
Local IT Compliance across NY, NJ & CT
We deliver IT compliance services on-site and remotely for firms throughout the tri-state area, including Putnam County, Orange County, Westchester County, Rockland County, Dutchess County, Manhattan & NYC, Bergen County, NJ, Fairfield County, CT, Cold Spring. See every region we cover on our service areas page.
IT compliance questions, answered
Does the FTC Safeguards Rule apply to my firm?
If you are a financial institution under the FTC definition, which now includes many CPA firms, tax preparers, and financial advisors, then yes. We assess your obligations and implement the required security program, from risk assessment to MFA and encryption.
What is NYDFS 23 NYCRR 500 and do we need to comply?
It is New York’s cybersecurity regulation for financial services companies licensed in the state. If it applies to you, we implement the required controls, MFA, encryption, monitoring, incident response, and maintain the documentation and annual certifications it demands.
Can you help us pass a client or insurer security questionnaire?
Yes. We help you answer questionnaires accurately, close any gaps they expose, and provide the policies and evidence that turn a nerve-wracking review into a straightforward one.
Is compliance a one time project?
No, frameworks expect continuous compliance. We keep your controls, documentation, and risk assessments current year round so you are always audit ready, not scrambling before a deadline.
Ready to stop dreading audits?
Book a discovery call and we will map your obligations, benchmark your controls, and show you the fastest path to audit ready.